Climate Change Data

Gladstone Capital Corporation

Climate Impact & Sustainability Data (2023, 2024)

Reporting Period: 2023

Environmental Metrics

ESG Focus Areas

  • Diversity
  • Corporate Governance

Social Achievements

  • Appointed Paula Novara as its first racially/ethnically diverse board member in October 2022.

Governance Achievements

  • Hired a Director of Investor Relations and ESG to lead investor relations and ESG efforts.
  • Adopted a Code of Ethics and Business Conduct.

Climate Goals & Targets

Environmental Challenges

  • Identification of voting trends at certain affiliated funds, including withhold votes.
Mitigation Strategies
  • Engaged with stockholders to identify rationale for voting trends and implement action items.
  • Appointed Paula Novara to the board to increase diversity.

Supply Chain Management

Climate-Related Risks & Opportunities

Reporting Period: 2024

Environmental Metrics

ESG Focus Areas

  • Board Diversity
  • Stockholder Engagement

Social Achievements

  • Appointed Paula Novara as its first racially/ethnically diverse board member in October 2022.

Governance Achievements

  • Annual determination of director independence.
  • Adopted a Code of Business Conduct and Ethics.
  • Established a formal process for stockholder communication with the Board.

Climate Goals & Targets

Environmental Challenges

  • Identification of voting trends, including “withhold” votes at some affiliated funds.
Mitigation Strategies
  • Stockholder engagement to identify rationale for voting trends and action items.
  • Appointment of Paula Novara to the board.

Supply Chain Management

Climate-Related Risks & Opportunities