Climate Change Data

Environmental Metrics

ESG Focus Areas

• Corporate Governance
• Investor Relations
• Customer Relations
• Employee Well-being
• Environmental Protection
• Social Responsibility
• Community Involvement

Environmental Achievements

• Built the industry's first high-level green and intelligent data center using advanced energy-saving and environmental protection technologies.
• Provided high-quality services to support environmental companies' financing and development.

Social Achievements

• Achieved 100% customer satisfaction based on a survey of 11,528 customers.
• Implemented various employee welfare programs, including assistance for employees facing difficulties (65 employees, over 190,000 RMB).
• Organized various employee activities and established clubs (yoga, calligraphy, etc.).
• Conducted extensive investor education programs reaching over 30,000 people.

Governance Achievements

• Established a sound corporate governance structure in accordance with relevant laws and regulations.
• Implemented a clear profit distribution policy, with cash dividends exceeding 30.11% of net profit attributable to shareholders.

Climate Goals & Targets

Environmental Challenges

• Not disclosed

Mitigation Strategies

• Not disclosed

Supply Chain Management

Supplier Audits: Not disclosed

Responsible Procurement

• Not disclosed

Climate-Related Risks & Opportunities

Physical Risks

• Not disclosed

Transition Risks

• Not disclosed

Opportunities

• Not disclosed

Reporting Standards

Frameworks Used: Shanghai Stock Exchange guidelines on environmental information disclosure

Certifications: CMMI3, ISO20000, ISO27001

Third-party Assurance: Not disclosed

UN Sustainable Development Goals

• Not disclosed

Not disclosed

Sustainable Products & Innovation

• Not disclosed

Awards & Recognition

• Best Responsibility Brand Award (China Public Welfare Festival)
• Best Brand Securities Firm, Best Innovative Business Securities Firm (Hexun.com)
• Shanghai Financial Innovation Achievement Award (Shanghai Municipal Government)
• Various awards from Securities Times, 21st Century Business Herald, etc.

Environmental Metrics

ESG Focus Areas

• Social Responsibility
• Corporate Governance
• Risk Management
• Employee Development
• Poverty Alleviation
• Environmental Sustainability

Environmental Achievements

• Reduced greenhouse gas emissions intensity by 7.53% year-over-year; per capita emissions reduced by 3.52%; reduced electricity consumption by 2.29%; reduced gasoline consumption by 9.05%; reduced paper consumption by 1.89%.

Social Achievements

• Provided wealth management services to over 12.7 million securities accounts; established a new branch office, 7 securities business departments, and 8 futures business departments; implemented a comprehensive retail customer service system; conducted investor education programs; supported targeted poverty alleviation in three counties; provided financial advisory services to local governments; invested in school construction; provided various talent training programs; supported 150 impoverished college students, 900 primary and secondary school students, and 150 teachers annually; implemented various employee welfare programs; organized various cultural and recreational activities for employees.

Governance Achievements

• Achieved A-class AA regulatory rating from the China Securities Regulatory Commission for eleven consecutive years; established a comprehensive and effective risk management and internal control system; revised multiple compliance and risk control systems; implemented a unified risk preference and risk policy system; strengthened compliance and risk control personnel; developed risk management manuals; strengthened data governance; built a comprehensive risk management platform; implemented unified risk control for various types of risks; optimized asset-liability structure; improved corporate governance structure and system; maintained communication with shareholders.

Climate Goals & Targets

Environmental Challenges

• Not disclosed

Mitigation Strategies

• Not disclosed

Supply Chain Management

Supplier Audits: Not disclosed

Responsible Procurement

• Company's Project and Procurement Management Measures

Climate-Related Risks & Opportunities

Physical Risks

• Not disclosed

Transition Risks

• Not disclosed

Opportunities

• Not disclosed

Reporting Standards

Frameworks Used: Shanghai Stock Exchange guidelines, Hong Kong Exchanges and Clearing ESG Reporting Guide

Certifications: Null

Third-party Assurance: Not disclosed

UN Sustainable Development Goals

• Not disclosed

Not disclosed

Sustainable Products & Innovation

• Not disclosed

Awards & Recognition

• Numerous awards listed in the report (see section 6)

Environmental Metrics

ESG Focus Areas

• Not disclosed

Environmental Achievements

• Not disclosed

Social Achievements

• Not disclosed

Governance Achievements

• Not disclosed

Climate Goals & Targets

Environmental Challenges

• Not disclosed

Mitigation Strategies

• Not disclosed

Supply Chain Management

Supplier Audits: Not disclosed

Responsible Procurement

• Not disclosed

Climate-Related Risks & Opportunities

Physical Risks

• Not disclosed

Transition Risks

• Not disclosed

Opportunities

• Not disclosed

Reporting Standards

Frameworks Used: Null

Certifications: Null

Third-party Assurance: Not disclosed

UN Sustainable Development Goals

• Not disclosed

Not disclosed

Sustainable Products & Innovation

• Not disclosed

Awards & Recognition

• Not disclosed