Climate Change Data

4DMedical Limited

Climate Impact & Sustainability Data (2018, 2020, 2021, 2023)

Reporting Period: 2018

Environmental Metrics

Social Achievements

  • Implemented a Salary Sacrifice Offer and Fee Sacrifice Offer under the Employee Equity Plan to allow employees and directors to build shareholdings in a tax-effective manner and align interests with shareholders.
  • Relocated to larger office premises in Melbourne to accommodate operational expansion.
  • Established a Regulatory and Quality Committee and a People and Remuneration Committee to promote good governance practices.

Governance Achievements

  • Established a Regulatory and Quality Committee in December 2017 and a People and Remuneration Committee in May 2018.
  • Appointed new non-executive directors Julian Sutton, Lusia Guthrie, and John Livingston to strengthen the board.

Climate Goals & Targets

Short-term Goals:
  • Grow current collaborators from 3 to 10 by the end of 2018 (subject to available resources).

Environmental Challenges

  • Net loss after tax of $3,936,980 (2017: $3,973,937).
  • FDA Request for Additional Information regarding 4Dx Limited’s 510(k) submission for its radiotherapy monitoring software product (RTx), leading to withdrawal of the application.
  • Ongoing operational resourcing requirements and need for further capital raising.
Mitigation Strategies
  • Withdrew RTx application to focus resources on 4DxV’s core product.
  • Entered the FDA Pre-Submission Program and attended a pre-submission meeting to gain valuable feedback.
  • Commenced a Series B fundraising round to address operational resourcing requirements and investor interest.
  • Developed hardware product lines to support accelerated validation of the 4DxV software platform and outsourced/licensed commercial hardware production.

Supply Chain Management

Climate-Related Risks & Opportunities

Reporting Period: 2020

Environmental Metrics

Social Achievements

  • Expanded team in Melbourne and Los Angeles, welcoming 16 new employees, including 6 sales and marketing staff, bringing the total to 41 full-time employees.

Governance Achievements

  • Appointed new Non-Executive Directors, Bruce Rathie and Lilian Bianchi. Bruce was subsequently appointed as Chairman of the Board.

Climate Goals & Targets

Medium-term Goals:
  • Continue to develop and commercialise the Group’s product pipeline, which includes VQ and Contrast Free Pulmonary Angiography (CFPA) products.
Short-term Goals:
  • Continue recruitment of sales and marketing staff in the U.S. to drive revenue generation.
  • Accelerate the roll out of the Group’s XV LVAS product to priority hospitals and clinics located in the U.S.
  • Increase the number of hospital X-ray systems compatible with 4DMedical’s technology.
  • Prepare for ISO 13485 certification of the Group’s QMS under the Medical Device Single Audit Program (MDSAP).
  • Initiate the validation and verification process for XV LVAS in preparation for its Australian TGA submission in FY21.

Environmental Challenges

  • COVID-19 pandemic temporarily impacted ability to interact with potential customers face-to-face; medical conferences were cancelled, postponed, or reconfigured to be online only.
Mitigation Strategies
  • Created a world-leading virtual experience for the launch of XV LVAS at the ATS 2020 virtual conference.

Supply Chain Management

Climate-Related Risks & Opportunities

Reporting Period: 2021

Environmental Metrics

Social Achievements

  • More than doubled the size of its workforce to 95 employees.
  • Introduced a broad based ‘Tax Exempt’ Employee Share Plan in June 2021, with 100% participation.
  • Partnered with the American Thoracic Society during its annual international conference to raise funds towards diversity initiatives.

Governance Achievements

  • Actively developed existing, and implemented new corporate governance structures to foster a culture of integrity, aligning the interests of shareholders, employees and other stakeholders, through the promotion of accountability and transparency for sustainable value creation.

Climate Goals & Targets

Environmental Challenges

  • COVID-19 imposed restrictions temporarily limited access to key decision makers in U.S. hospitals.
Mitigation Strategies
  • Implemented remote working practices across two continents.
  • The Company embraced the challenge without any significant detriment to its strategy.

Supply Chain Management

Climate-Related Risks & Opportunities

Reporting Period: 2023

Environmental Metrics

Social Achievements

  • Rollout of My4D platform to inspire, appreciate, and engage employees.
  • Employee Satisfaction: yearly average Net Promoter Score of 32.5.
  • Employee wellbeing survey results averaging 3.95 (out of 5).

Governance Achievements

  • Appointment of Dr. David Shulkin as advisor.
  • Successful $45 million capital raise.

Climate Goals & Targets

Environmental Challenges

  • Uncertainty of future profitability.
  • Need for additional funding.
  • Foreign exchange fluctuations (USD:AUD).
  • Risk of intellectual property infringement.
  • Retention of key personnel.
  • Changes in law and regulatory requirements.
  • Risk of regulatory delays or non-approval.
  • Risk of superseding technology and competition.
  • Technology supplier risks.
  • Product liability risks.
  • Failure to achieve commercialisation and distribution goals.
  • Risks associated with future acquisitions.
  • Privacy risks.
Mitigation Strategies
  • Cloud-based SaaS service provider to reduce market penetration risks.
  • Successful $45 million capital raise.
  • Appointment of Dr. David Shulkin as advisor.
  • Risk management framework to identify, assess, and manage risks.
  • Development and ownership of proprietary intellectual property.
  • Focus on attracting, motivating, and retaining competent and committed people.
  • Risk management systems to maintain confidentiality and privacy of personal information.

Supply Chain Management

Climate-Related Risks & Opportunities

Awards & Recognition

  • Dr. Andreas Fouras appointed Honorary Professorial Fellow by University of Melbourne.